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AFCG SCHEDULE 13D/A: Insider sale planned

Leonard M. Tannenbaum

Filed with the SEC on · accession 0001829126-26-012156

AFCG filed a SCHEDULE 13D/A (schedule 13d/a) with the SEC on Nov 9, 2026. A report the company filed with the SEC (the US market regulator). The stock moved +8.4% by the first close after the filing.

Summary of the filing

Leonard M. Tannenbaum filed Amendment No. 10 to his Schedule 13D, reporting open-market purchases of Advanced Flower Capital common stock that increased his beneficial ownership by approximately 1.0 percentage point to 32.6% of outstanding shares.

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Key details

Shares held directly by Reporting Person$7.1M
Shares held by Tannenbaum Family Foundation$180K
Aggregate beneficial ownership shares$7.3M
Total shares outstanding as of November 2, 2026$22.4M
IssuerAdvanced Flower Capital Inc.
Holder of 180,400 shares, affiliated with reporting personTannenbaum Family Foundation
Reporting person / significant shareholderLeonard M. Tannenbaum

How AFCG stock reacted

Close before

$3.17

Nov 6, 2026

First close after

+8.36%

$3.44

5 trading days

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Since filing

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Frequently asked questions

What did AFCG file with the SEC on Nov 9, 2026?

AFCG filed a SCHEDULE 13D/A (Insider sale planned). Leonard M. Tannenbaum filed Amendment No. 10 to his Schedule 13D, reporting open-market purchases of Advanced Flower Capital common stock that increased his beneficial ownership by approximately 1.0 percentage point to 32.6% of outstanding shares.

How do I read a SCHEDULE 13D/A?

A report the company filed with the SEC (the US market regulator). Start with the summary, then the key amounts and names. Compare it with the company’s earlier filings.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A SCHEDULE 13D/A (schedule 13d/a): A report the company filed with the SEC (the US market regulator).

How did AFCG stock react to this filing?

AFCG closed at $3.17 before the filing and $3.44 on Nov 9, 2026 (+8.36%).

Other AFCG SEC filings

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