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AAOI 10-Q: SEC filing

Applied Optoelectronics

Filed with the SEC on · accession 0001437749-26-035282

AAOI filed a 10-Q (quarterly report) with the SEC on Nov 5, 2026. The quarterly report: unaudited results for the quarter plus management’s comments. The stock moved -20.9% by the first close after the filing.

Summary of the filing

Applied Optoelectronics filed its Q3 2026 Form 10-Q, reporting quarterly financial results and disclosing various operational and financing matters including convertible notes, customer warrants, and lease agreements.

For details, click here →How to read a 10-Q →

Key details

FilerApplied Optoelectronics, Inc.
Customer warrant holderAmazon

How AAOI stock reacted

Close before

$59.27

Nov 4, 2026

First close after

-20.89%

$46.89

5 trading days

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Since filing

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Frequently asked questions

What did AAOI file with the SEC on Nov 5, 2026?

AAOI filed a 10-Q (SEC filing). Applied Optoelectronics filed its Q3 2026 Form 10-Q, reporting quarterly financial results and disclosing various operational and financing matters including convertible notes, customer warrants, and lease agreements.

How do I read a 10-Q?

The quarterly report: unaudited results for the quarter plus management’s comments. Compare revenue, margins and cash flow with the same quarter last year. Check MD&A for guidance changes and what drove the quarter.

Why are SEC filings important?

Public companies must tell the SEC about anything that can change their value — results, leadership changes, big deals, new shares, bankruptcy. Filings are the official source, often before the news. A 10-Q (quarterly report): The quarterly report: unaudited results for the quarter plus management’s comments.

How did AAOI stock react to this filing?

AAOI closed at $59.27 before the filing and $46.89 on Nov 5, 2026 (-20.89%).

Other AAOI SEC filings

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